Posts Tagged ‘CFP’

FPA, NAPFA, state regulators and other groups urge Congress to impose fiduciary standard on all advi…

July 17, 2009

The new administration and congress are considering sweeping investment regulatory changes that are stronger than we have seen in many years. Many of these changes are needed. The following article from Investment News summarizes the fiduciary versus suitability rules that govern investment advisors and brokers. I will add a post this weekend that breaks down both rules, but until then, enjoy this great article! Paul
FPA, NAPFA, state regulators and other groups urge Congress to impose fiduciary standard on all advi…

Shared via AddThis