Posts Tagged ‘Suitability’

What, exactly, does fiduciary really mean? – Investment News

July 23, 2009

Had a great weekend but didn’t follow up on the fiduciary rule, which I had promised. The following article does a great job in covering this issue. It is a must read, and written by a very knowledgeable expert on the fiduciary rule.

What, exactly, does fiduciary really mean? – Investment News

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Who is your adviser? – Redlands Daily Facts

July 23, 2009

It’s always nice to read an article that is written by a knowledgeable peer in your industry. The following article is from the Redlands Daily Facts Business Section and is written by Bill Beeler, a Redlands resident and fee-only Investment Advisor with the SEC Registered Investment Advisor named Regal Wealth Group.

His article is educational and he clearly understands the concept of the fiduciary standard, which Registered Investment Advisors must accept and comply. His advice is solid and I hope you enjoy this excellent article.

Who is your adviser? – Redlands Daily Facts

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FPA, NAPFA, state regulators and other groups urge Congress to impose fiduciary standard on all advi…

July 17, 2009

The new administration and congress are considering sweeping investment regulatory changes that are stronger than we have seen in many years. Many of these changes are needed. The following article from Investment News summarizes the fiduciary versus suitability rules that govern investment advisors and brokers. I will add a post this weekend that breaks down both rules, but until then, enjoy this great article! Paul
FPA, NAPFA, state regulators and other groups urge Congress to impose fiduciary standard on all advi…

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